Popular Tags, Blogs, and Videos about brokerage

MADOFF TOOK ADVANTAGE OF INVESTORS; MADOFF’S AUDITORS TOOK ADVANTAGE OF EXCEPTIONS

DATELINE: January 11, 2009, Chicago Figuring out to how to regulate is always difficult ... for Auditor of Madoff (Jan. 8, 2008). As is well known by now, Madoff’s securities brokerage firm was audited ... and large as a brokerage firm that has $50 billion in assets.  We should acknowledge [more...]

Date: 2009-01-11 18:01:48

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Just “Bail Out” Freakin’ Everybody!

Battered E*Trade banking on government funds Fri Nov 21, 2008 By Jonathan Spicer NEW YORK (Reuters) - The troubles at E*Trade Financial Corp (ETFC.O: Quote, Profile, Research, Stock Buzz) have worsened and now hinge on whether it can secure ... of the discount brokerage tumbled below $1 to its lowest price ever this week, indicating that investors [more...]

Date: 2008-11-23 00:55:58


Battered E*Trade banking on government funds

Battered E*Trade banking on government funds November 26th, 2008 By Jonathan Spicer NEW YORK (Reuters) - The troubles at E*Trade Financial Corp (ETFC.O: Quote, Profile, Research, Stock Buzz) have worsened and now hinge on whether it can secure ... of the discount brokerage tumbled below $1 to its lowest price ever this week, indicating that [more...]

Date: 2008-11-26 04:54:02


Obama Appoints Mary Schapiro

Barack Obama has named Financial Industry Regulatory Authority chief executive Mary Schapiro as chairwoman of the Securities and Exchange Commission. Schapiro is a former SEC commissioner who also headed the commodity futures trading commission and is now the head of Finra, which inspects U.S. brokerage firms, writes rules for those selling [more...]

Date: 2008-12-22 17:47:01



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